Securities

Privacy Policy Statement

Commitment to Consumer Privacy

CP Capital Securities, Inc. (“CP Capital”) is committed to handling consumer information responsibly. New technologies have dramatically changed the way consumer information is gathered, used and stored, but the importance of preserving the security and confidentiality of consumer information has remained a core value of CP Capital.

We recognize and respect the privacy expectations of consumers and we believe that maintaining the confidentiality of consumer information which CP Capital collects and retains is one of our fundamental responsibilities.

Collection and Disclosure of Information

Consumer information collected by CP Capital generally comes from the following sources:

Information provided by consumers on account applications or other forms, in correspondence, written or electronic, or by telephone;
Information relating to the transaction history of a customer™s account; or
Information CP Capital receives from third parties.

We may disclose consumer information to third parties who are not affiliated with CP Capital:

as permitted by law, for example with service providers who maintain or service customer accounts, or in response to legal or regulatory notices; or
to perform marketing services on behalf of CP Capital or pursuant to a joint marketing agreement with another financial institution.

Security of Information

We require service providers to CP Capital to maintain policies and procedures designed to:

Insure the security and confidentiality of shareholder records and information;
Protect against any anticipated threats or hazards to the security or integrity of shareholder records and information; and
Protect against unauthorized access to or use of shareholder records or information that could result in substantial harm or inconvenience to any shareholder of American Performance Funds.

When information about consumers is disclosed by CP Capital to nonaffiliated third parties, we require that the third party maintain the confidentiality of the information disclosed and limit the use of information by the third party solely to the purposes for which the information is disclosed or as otherwise permitted by law.